Glossary
Welcome to our glossary, your go-to resource for key terms in the Private Capital Markets and Compliance. Perfect for investors, entrepreneurs, or the curious, this guide simplifies complex concepts from the JOBS Act to digital securities.
Dive in to enhance your understanding and navigate the world of private investments with ease.
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B
C
D
F
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N
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P
R
RegD 506b
Regulated Crowdfunding
Restricted Stock
RWA (Real World Assets)
RegD 506c
RegS
RIA (Registered Investment Advisor)
RRSP (Registered Retirement Savings Plan)
RTO (Reverse Takeover)
Registry
Retail Investor
Raising Capital
Republic
Rialto Markets
Rule 17a-4
Regulations
Regulation A (RegA+)
Regulation CF (RegCF)
Regulation D (RegD)
Rolling Closes
Rule 12g
Rule 144
S
SAFT (Simple Agreement for Future Tokens)
Stock Split
Settlement
StartEngine
SAFE (Simple Agreement for Future Equity)
Sara Hanks
Securities Regulators
Shareholder
Shareholder Agreement
Shareholder Communications
SPV (Special Purpose Vehicle)
Stable Coins
SPAC (Special Purpose Acquisition Company)
Scrutineer
Sophisticated Investor
Secondary Market
Secondary Market Trading
Securities Law
Security Tokens
SEC (Securities and Exchange Commission)
Selling Shareholders
Sherwood Neiss
Strategic Investor
Suitability
Syndication
T