Glossary
Welcome to our glossary, your go-to resource for key terms in the Private Capital Markets and Compliance. Perfect for investors, entrepreneurs, or the curious, this guide simplifies complex concepts from the JOBS Act to digital securities.
Dive in to enhance your understanding and navigate the world of private investments with ease.
A
B
C
D
F
I
N
O
P
R
RegS
Republic
Regulated Crowdfunding
Restricted Stock
RegD 506b
Retail Investor
Rialto Markets
Rule 17a-4
Regulations
Regulation A (RegA+)
Regulation CF (RegCF)
Regulation D (RegD)
Rolling Closes
RWA (Real World Assets)
RegD 506c
RTO (Reverse Takeover)
Registry
Raising Capital
Rule 12g
Rule 144
RIA (Registered Investment Advisor)
RRSP (Registered Retirement Savings Plan)
S
Scrutineer
Stock Split
Stable Coins
SPAC (Special Purpose Acquisition Company)
Settlement
SAFT (Simple Agreement for Future Tokens)
Security Tokens
Selling Shareholders
Shareholder
SPV (Special Purpose Vehicle)
StartEngine
SAFE (Simple Agreement for Future Equity)
Securities Regulators
Shareholder Agreement
Syndication
Sara Hanks
SEC (Securities and Exchange Commission)
Shareholder Communications
Sophisticated Investor
Secondary Market
Secondary Market Trading
Securities Law
Sherwood Neiss
Strategic Investor
Suitability
T