Glossary

Cash Flow

Cash Flow is the total amount of money being transferred into and out of a business, especially affecting liquidity. Understanding cash flow is crucial for assessing the financial health of a business.

Chief Compliance Officer (CCO)

The Chief Compliance Officer is a senior executive who oversees the compliance function of an organization, ensuring that the company and its employees are complying with regulatory requirements and internal policies. The CCO plays a critical role in risk management and upholds the integrity of operational procedures.

Chief Executive Officer (CEO)

The Chief Executive Officer is the highest-ranking executive in a company, whose primary responsibilities include making major corporate decisions, managing the overall operations and resources of a company, and acting as the main point of communication between the board of directors and corporate operations.

Co-listing

Co-listing refers to the practice of listing a company's securities on more than one stock exchange. This strategy can enhance liquidity, increase the investor base, and improve the visibility of the company’s stock, potentially leading to greater trading volumes and a more accurate valuation.

CAC (Customer Acquisition Cost)

Customer Acquisition Cost is the total cost of acquiring a new customer, including all marketing and sales expenses. Understanding CAC helps companies evaluate the return on investment of their marketing strategies and is crucial for financial planning.

Chief Financial Officer (CFO)

The Chief Financial Officer is a senior executive responsible for managing the financial actions of a company. The CFO's duties include tracking cash flow and financial planning as well as analyzing the company's financial strengths and weaknesses and proposing corrective actions.

Compliance

Compliance in the financial sector refers to acting according to set rules, regulations, laws, and standards. Organizations must ensure they are aware of and take steps to comply with relevant laws and regulations to protect their reputations and the integrity of the financial markets.

Custodian

A custodian in financial services is an institution or organization that holds the securities and assets of investment funds or individual investors for safekeeping. Their role is to prevent the assets from being stolen or lost, and they may also handle transaction settlements on behalf of the investor.

CrowdCheck

CrowdCheck is a company that provides due diligence and compliance services for online fundraising platforms and issuers. It helps ensure transparency and compliance with securities laws, protecting both businesses and investors.

Cap Table Management

Capitalization table management involves the meticulous maintenance and updating of a chart or spreadsheet that lists all the securities your company has issued. This includes stock, warrants, and convertible notes, detailing who owns them, and at what prices. Effective cap table management is crucial as it ensures clarity in ownership rights and helps in making informed decisions about future fundraising and equity distribution.

Common Shares

Common Shares represent ownership in a company and entitle the holder to vote at shareholder meetings and to receive dividends. Holders of common shares benefit from corporate profits and growth, but are also subject to the risk of losses.

Compliance Desk

A Compliance Desk in a financial institution is a specialized team that focuses on ensuring the firm meets its external regulatory requirements and internal policies. The desk also handles the firm's responses to regulatory inquiries and implements compliance programs.