Compliance

Manage Compliance with Ease

Compliance

Designed for broker-dealers, the Kore Compliance Management Platform is an integral part of the All-In-One solution to facilitate efficient compliance with regulatory requirements.

Compliance

Kore is a compliance management tool
broker-dealers can rely on

Compliant

Compliant

Built to ensure that only fully-regulated broker-dealers and compliance officers perform KYC/AML verification of investors.

Secure

Secure

Built to ensure that information is accessed and used only by regulated parties, to meet the requirements of privacy and security, and to ensure that only fully-regulated broker-dealers and compliance officers perform KYC/AML verification of investors.

Integrated

Integrated

Information within the compliance platform is cross-linked to other functionality in the All-In-One Platform to eliminate duplication of entry and reconciliation efforts.

Know Your Client

Complete KYC requirements with ease

Efficient

With the Kore Compliance Management Platform, the chief compliance officer can manage the entire compliance process efficiently using automated streamlined processes.

Review Clients

With the Kore All-In-One Platform, chief compliance officers can manage the review, approval, and closing process for investors and companies without having to manage multiple systems.

Global Compliance Management

Meet global regulatory requirements to access a larger pool of investors

Global Investments

With the Kore platform ensuring adherence to regulatory requirements in multiple jurisdictions, broker-dealers can reach investors outside their borders to access new investment sources for companies. Plus, they can easily manage compliance requirements in jurisdictions across the world.

Syndication

Reach more investment opportunities through syndication

Facilitate the syndication of investment deals

Broker-dealers can syndicate their investment deals across multiple partners and in innovative structures. This provides greater flexibility and choice for broker-dealers who specialize in various aspects of the investment.