FINRA Broker-Dealers

September 9, 2024

What is the difference between Broker-Dealer vs RIA?

In the financial world, broker-dealers and registered investment advisers are two central figures that often get people talking.  They both play important roles, yet understanding […]

January 12, 2024

Raising capital for startups: 3 red flags for not being tricked

Can a startup pay a transaction-based fee for capital raising assistance? This is a very common question. For the most part, the answer is a […]

March 1, 2023

Who Does Due Diligence on Companies Using RegCF?

When it comes to raising capital using Regulation Crowdfunding (RegCF), due diligence is an essential part of the process. Due diligence helps ensure that the […]

June 29, 2022

Partnership Strengthens Growing Industries Raising Private Capital

In another strategic move, KoreConX All-In-One Platform announces partnership with Fundopolis, an online investment bank specializing in exempt offerings and private placement capital allocation, as […]

October 8, 2021

The 1% Broker-dealer & What you need to ask!

When working with FINRA Broker-dealer, it’s not enough that they simply have the required licenses that are necessary, so make sure to ask some questions: […]