August 13, 2021
What is KYP?
Previously, we have talked about KYC or Know Your Client. KYC is a rule from the non-profit Financial Industry Regulatory Authority (FINRA), created in the […]
August 13, 2021
Previously, we have talked about KYC or Know Your Client. KYC is a rule from the non-profit Financial Industry Regulatory Authority (FINRA), created in the […]
August 11, 2021
By definition, a fiduciary is a person or an organization who holds a legal or ethical relationship of trust with another person or organization. Typically, […]
August 9, 2021
Money laundering is a global issue, with the United Nations estimating that between $800 billion and $2 Trillion are laundered each year, with 90% of this […]
July 7, 2021
In the wake of the 2008 economic crisis and the subsequent recession that followed, there was a push to create new regulations to govern financial […]
June 18, 2021
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the partners that contribute to the ecosystem. For the […]
June 14, 2021
A Corporate Secretary is a required position set forth by state corporation laws and is part of the ‘check and balance’ on board members and […]
December 11, 2020
In its recent rulemaking, the SEC added new Rule 3a-9 under the Investment Company Act to allow for the use of “crowdfunding vehicles” for Reg […]
June 9, 2020
The SEC has proposed amending the definition of “accredited investors.” Accredited investors are currently defined as (huge generalization here) people who have net worth of $1 million […]
April 5, 2020
The simple answer is that today, Regulation A (Reg A) and Regulation A+ (Reg A+) are the exact same law. There is no difference, and […]
May 22, 2019
The content on this webinar and associated blogs are provided for general information purposes only and does not constitute legal or other professional advice or […]