March 1, 2024
Accredited investor definition and SEC Review
In this special article written by Laura Anthony from Securities Law Blog, we’ll learn more about recent matters regarding accredited investor definition and SEC Review. […]
Kore is the first of its kind, an All-In-One Platform that unites tools to securely and efficiently manage essential business data and facilitate compliance.
KoreID Mobile App
Kore is the first of its kind, an All-In-One Platform that unites tools to securely and efficiently manage essential business data and facilitate compliance.
SEC
January 10, 2024
RegD SEC Reporting Obligations
RegD SEC reporting obligations is a theme that causes a lot of doubts, even concerns, among people who are thinking about raising capital. The compliance […]
July 11, 2023
Communications and publicity by issuers prior to and during a Regulation CF (RegCF) Offering
In the world of finance, “Communications and publicity by issuers” plays a critical role, especially when it comes to crowdfunding campaigns. The way issuers communicate […]
June 20, 2023
Private Capital Market Regulations – 10 RegA+ Issuers Penalized for SEC Violation: What Can We Learn?
The Importance of Compliance in Private Capital Market Regulations We’ve discussed compliance at length and how it’s essential for building trust within the private capital […]
May 22, 2023
What is a CIK Number?
Recently, we received a question from an issuer who asked what a CIK number is. If you have ever filed a form with the Securities […]
April 3, 2023
Approaching the 11th Anniversary of the JOBS Act
Anniversary of the JOBS Act Eleven years ago, the Jumpstart Our Business Startups (JOBS) Act was signed into law in a White House Rose Garden […]
March 31, 2023
Reforms to RegD
With Regulation D (RegD) offerings, companies are exempt from registering securities with the SEC. Under RegD, companies can raise capital from accredited investors (and a […]
March 27, 2023
5 Tips for Frictionless Capital Raising
Raising capital can be a tricky process. Fortunately, with the JOBS Act and its exemptions from SEC registration under RegA+, RegCF, or RegD, entrepreneurs can […]
January 25, 2023
What is Rule 145?
The Securities Act, passed in 1933, was created to protect investors following the stock market crash in 1929. It offers protection by ensuring more transparency […]
December 14, 2022
What You Need to Know About RegCF
Raising capital is always a challenge, especially in the startup sector, which means that it’s vital to understand all the options available and how they […]