Regulation

August 28, 2025

Funding Futures: A Guide for Platform Pioneers

1. Introduction: The New Frontier of Online Capital Formation Platforms Have you ever thought about how crazy it is that we can now invest in […]

August 20, 2025

Transforming Real Estate Capital Raising: A White-Label End-to-End Solution for Sponsors

In today’s increasingly digital investment landscape, real estate sponsors—whether focused on residential or commercial assets—need more than just capital. They need technology, compliance, and investor […]

July 16, 2025

Crypto Mom says must by 100% SEC Compliant!!!

On July 9, 2025, SEC Commissioner Hester M. Peirce, affectionately known as “Crypto Mom,” released a statement titled “Enchanting, but Not Magical: A Statement on […]

April 23, 2025

How Regulation CF (RegCF), RegA+, and RegD Are Powering the Alternative Investment Boom

By Oscar A. Jofre Over the past decade, we have witnessed a fundamental transformation in the private capital markets, driven by regulatory changes introduced through […]

March 25, 2025

SEC Declares Meme Coins Outside Its Jurisdiction: A Turning Point for Cryptocurrency Regulation?

On February 27, 2025, the U.S. Securities and Exchange Commission (SEC) made a significant announcement that has reverberated across the cryptocurrency ecosystem: meme coins, or […]

March 11, 2025

Private Capital Markets & Alts

Alternative investments (Alts) have become synonymous with the evolution of private capital markets. What was once a fragmented sector of private equity, venture capital, and […]

March 3, 2025

Change is Coming: What Do We Really Need?

By Marty Tate In the week following the 2024 Presidential Election, I received a number of calls from clients asking what this to expect.  The […]

February 11, 2025

The Wheels of Regulation Go ‘Round and ‘Round

by Dr. David E. McClean CEO, The DMA Consulting Group MAIN is interested in regulation. Good regulation. Regulation that serves the public interest as well […]

January 10, 2024

RegD SEC Reporting Obligations

RegD SEC reporting obligations is a theme that causes a lot of doubts, even concerns, among people who are thinking about raising capital. The compliance […]

May 22, 2023

What is a CIK Number?

Recently, we received a question from an issuer who asked what a CIK number is. If you have ever filed a form with the Securities […]