July 16, 2025
Crypto Mom says must by 100% SEC Compliant!!!
On July 9, 2025, SEC Commissioner Hester M. Peirce, affectionately known as “Crypto Mom,” released a statement titled “Enchanting, but Not Magical: A Statement on […]
Kore is the first of its kind, an All-In-One Platform that unites tools to securely and efficiently manage essential business data and facilitate compliance.
KoreID Mobile App
Kore is the first of its kind, an All-In-One Platform that unites tools to securely and efficiently manage essential business data and facilitate compliance.
FINRA
June 17, 2025
RegA+ Red Flags: What Every Investor Must Watch For
By Oscar A. Jofre Global leader in private capital markets, architect of 100% compliant infrastructure, and unwavering advocate for investor protection. Raising capital under Regulation […]
May 20, 2025
A New Era at the SEC: Chairman Paul S. Atkins Outlines His Vision for the Future
On May 20, 2025, Paul S. Atkins, the newly appointed Chairman of the U.S. Securities and Exchange Commission (SEC), addressed the House Appropriations Subcommittee on […]
May 5, 2025
Regulatory Pathways: Broker-Dealers Unlocking the JOBS Act for Private Markets Online
Did you know the JOBS Act has reshaped how broker-dealers and issuers connect with investors in the private markets? The JOBS Act not only democratized […]
April 16, 2025
How Broker-Dealers Can Facilitate Compliant Alternative Investment Offerings
The private capital markets have experienced unprecedented growth, driven largely by regulatory changes introduced through the JOBS Act. Over the last five years, more than […]
January 2, 2025
The Evolution of Online Capital Formation: Insights from Oscar A. Jofre
The journey of Online Capital Formation (OCF) since the signing of the JOBS Act in 2012 represents a seismic shift in democratizing access to capital […]
July 11, 2023
Communications and publicity by issuers prior to and during a Regulation CF (RegCF) Offering
In the world of finance, “Communications and publicity by issuers” plays a critical role, especially when it comes to crowdfunding campaigns. The way issuers communicate […]
December 1, 2021
End to End for RegCF
When the JOBS Act was signed into law in 2012, it brought about many changes in the private capital markets, namely, the dramatic increase in […]
November 12, 2021
What are the Benefits of Digital Securities for Issuers and Investors?
With the emergence and development of blockchain technology, digital securities have seen wider adoption by investors and investment firms. Arising from the need for protection […]
September 13, 2021
Why do I need a FINRA Broker-Dealer?
Broker-dealers are an essential part of the fundraising process. These entities can be small, independent firms or part of a large investment bank. However, regardless […]