Capital Markets

May 29, 2024

Private Funds in 2024: What’s new?

Private funds are becoming increasingly popular avenues for investment, drawing attention from both seasoned investors and newcomers alike. In this blog post, we’ll delve into […]

January 2, 2024

Online Capital Formation for Private Companies

In the fast-paced private company landscape, understanding Online Capital Formation dynamics is not just a strategic advantage – it’s imperative. As we commemorate the twelfth […]

October 19, 2023

Subsidiaries using RegCF

Subsidiaries using RegCF: introduction This came up no less than three times last week, so I figured it was worth a blog post. Subsidiaries can […]

July 11, 2023

Communications and publicity by issuers prior to and during a Regulation CF (RegCF) Offering

The idea behind crowdfunding is that the crowd — family, friends, and fans of a small or startup company, even if they are not rich […]

June 20, 2023

Private Capital Market Regulations – 10 RegA+ Issuers Penalized for SEC Violation: What Can We Learn?

The Importance of Compliance in Private Capital Market Regulations We’ve discussed compliance at length and how it’s essential for building trust within the private capital […]

June 7, 2023

What is an Escrow Provider’s Role in RegA+?

An escrow provider is a neutral party that handles financial transactions between two or more parties. They are often used in the securities industry to […]

May 31, 2023

What Does Direct Listing Mean?

Recently, we received a question from an issuer wondering what “direct listing” means. In short, a direct listing, also sometimes referred to as a direct […]

May 26, 2023

Private Equity vs. Venture Capital

For companies looking to raise capital, there are many options on the table. From raising capital from friends and family and crowdfunding to private equity […]

May 24, 2023

Can I Trade Private Shares?

Think of buying a traditional stock, listed on a public exchange like the New York Stock Exchange or NASDAQ. You can buy and sell these […]

May 17, 2023

What is an Option?

Like warrants, options are a form of security called a derivative. As a derivative’s name suggests, these securities gain their value from an underlying asset. […]