Capital Markets

May 13, 2025

BlackRock’s Vision Aligns with Kore’s Mission: Infrastructure for the Private Capital Markets

By Oscar A Jofre Larry Fink’s 2025 Chairman’s Letter presents a powerful and clear vision: the democratization of investing through broader access to private markets, […]

May 5, 2025

Regulatory Pathways: Broker-Dealers Unlocking the JOBS Act for Private Markets Online

Did you know the JOBS Act has reshaped how broker-dealers and issuers connect with investors in the private markets? The JOBS Act not only democratized […]

April 16, 2025

How Broker-Dealers Can Facilitate Compliant Alternative Investment Offerings

The private capital markets have experienced unprecedented growth, driven largely by regulatory changes introduced through the JOBS Act. Over the last five years, more than […]

April 14, 2025

SEC’s March 2025 Guidance Eases Burden on Accredited Investor Verification

🚨 SEC’s March 2025 Guidance Eases Burden on Accredited Investor Verification In a landmark move this March, the U.S. Securities and Exchange Commission (SEC) has […]

March 3, 2025

Change is Coming: What Do We Really Need?

By Marty Tate In the week following the 2024 Presidential Election, I received a number of calls from clients asking what this to expect.  The […]

February 11, 2025

The Wheels of Regulation Go ‘Round and ‘Round

by Dr. David E. McClean CEO, The DMA Consulting Group MAIN is interested in regulation. Good regulation. Regulation that serves the public interest as well […]

February 4, 2025

Securities Simplified: Mastering Compliance in Modern Markets

The private capital markets are evolving, driven by regulatory changes, technological advancements, and the increasing role of compliance in ensuring investor protection. Regulation CF, Regulation […]

January 2, 2025

The Evolution of Online Capital Formation: Insights from Oscar A. Jofre

The journey of Online Capital Formation (OCF) since the signing of the JOBS Act in 2012 represents a seismic shift in democratizing access to capital […]

May 29, 2024

Private Funds in 2024: What’s new?

Private funds are becoming increasingly popular avenues for investment, drawing attention from both seasoned investors and newcomers alike. In this blog post, we’ll delve into […]

January 2, 2024

Online Capital Formation for Private Companies

In the fast-paced private company landscape, understanding Online Capital Formation dynamics is not just a strategic advantage – it’s imperative. As we commemorate the twelfth […]