October 19, 2023

Subsidiaries using RegCF: introduction This came up no less than three times last week, so I figured it was worth a blog post. Subsidiaries can […]


Latest posts

July 11, 2023

In the world of finance, “Communications and publicity by issuers” plays a critical role, especially when it comes to crowdfunding campaigns. The way issuers communicate […]

June 20, 2023

The Importance of Compliance in Private Capital Market Regulations We’ve discussed compliance at length and how it’s essential for building trust within the private capital […]

June 7, 2023

An escrow provider is a neutral party that handles financial transactions between two or more parties. They are often used in the securities industry to […]

May 31, 2023

Recently, we received a question from an issuer wondering what “direct listing” means. In short, a direct listing, also sometimes referred to as a direct […]

May 26, 2023

For companies looking to raise capital, there are many options on the table. From raising capital from friends and family and crowdfunding to private equity […]

May 24, 2023

Think of buying a traditional stock, listed on a public exchange like the New York Stock Exchange or NASDAQ. You can buy and sell these […]

May 22, 2023

Recently, we received a question from an issuer who asked what a CIK number is. If you have ever filed a form with the Securities […]

May 17, 2023

Like warrants, options are a form of security called a derivative. As a derivative’s name suggests, these securities gain their value from an underlying asset. […]

May 15, 2023

Recently, we received a question from an issuer, asking what a burn rate is. We believe that education is an essential part of the capital […]

May 12, 2023

More than two millennia ago, Julius Caesar said the famous phrase, “Veni, Vidi, Vici”, triumphant in battle. This translates to, “I came, I saw, I […]

May 10, 2023

No one thinks they’ll fall victim to a cybercrime, but in reality, you’ve likely come across a suspicious email that could be trying to steal […]

May 8, 2023

Recently, we received a question from an issuer, asking if Canadian companies can use RegCF to raise capital. We believe that education is an essential […]

May 5, 2023

The last couple of months have been a turbulent time for the financial sector. In March, we first saw the collapse of Silicon Valley Bank, […]

May 3, 2023

Scams come in all shapes and sizes but share the same goal: to take someone’s hard-earned money. At KoreConX, we talk a lot about the […]

May 1, 2023

If you’ve bought a home, you’ve likely heard the term escrow. In the homebuying process, escrow can be used to hold a good faith deposit […]

April 28, 2023

The private capital market is an important component of the economy and has seen considerable growth since the JOBS Act exemptions came into play. However, […]

April 26, 2023

The private capital market has seen considerable growth over the past few years due to geopolitical tensions, inflation, and interest rate hikes. These factors are […]

April 24, 2023

Recently, we received a question from an issuer, asking to explain what a board of directors is. We believe that education is an essential part […]

April 21, 2023

Investing in the private market can be a great way to gain returns unavailable elsewhere. With the right research, investments in private companies can yield […]