January 24, 2024

Raising capital as a company can be an exciting step, but understanding some particularities of the area is not always so easy. One crucial aspect […]

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January 22, 2024

Regulation S (RegS) is a Securities and Exchange Commission (SEC) regulation that provides a safe harbor from the registration requirements under the Securities Act of […]

January 19, 2024

When it comes to investments, people like a clear sky rather than clouds of uncertainty. That’s where the Blue Sky Laws come in – a […]

January 16, 2024

A successful Regulation A+ (Reg A+) offering requires careful planning and execution. Understanding the key components needed for a successful RegA+ offering is crucial for […]

January 12, 2024

Can a startup pay a transaction-based fee for capital raising assistance? This is a very common question. For the most part, the answer is a […]

January 10, 2024

RegD SEC reporting obligations is a theme that causes a lot of doubts, even concerns, among people who are thinking about raising capital. The compliance […]

January 5, 2024

Introduction Welcome back to our RegA+ reporting journey! In the first part we decoded SEC reporting obligations, highlighting Tier 1 and Tier 2 offerings. We […]

January 3, 2024

Regulation A+ offers great fundraising chances for companies, but understanding SEC reporting obligations might be confusing sometimes. This guide highlights the key forms, deadlines, and […]

January 2, 2024

In the fast-paced private company landscape, understanding Online Capital Formation dynamics is not just a strategic advantage – it’s imperative. As we commemorate the twelfth […]

October 19, 2023

Subsidiaries using RegCF: introduction This came up no less than three times last week, so I figured it was worth a blog post. Subsidiaries can […]

July 11, 2023

The idea behind crowdfunding is that the crowd — family, friends, and fans of a small or startup company, even if they are not rich […]

June 20, 2023

The Importance of Compliance in Private Capital Market Regulations We’ve discussed compliance at length and how it’s essential for building trust within the private capital […]

June 7, 2023

An escrow provider is a neutral party that handles financial transactions between two or more parties. They are often used in the securities industry to […]

May 31, 2023

Recently, we received a question from an issuer wondering what “direct listing” means. In short, a direct listing, also sometimes referred to as a direct […]

May 26, 2023

For companies looking to raise capital, there are many options on the table. From raising capital from friends and family and crowdfunding to private equity […]

May 24, 2023

Think of buying a traditional stock, listed on a public exchange like the New York Stock Exchange or NASDAQ. You can buy and sell these […]

May 22, 2023

Recently, we received a question from an issuer who asked what a CIK number is. If you have ever filed a form with the Securities […]

May 17, 2023

Like warrants, options are a form of security called a derivative. As a derivative’s name suggests, these securities gain their value from an underlying asset. […]

May 15, 2023

Recently, we received a question from an issuer, asking what a burn rate is. We believe that education is an essential part of the capital […]

May 12, 2023

More than two millennia ago, Julius Caesar said the famous phrase, “Veni, Vidi, Vici”, triumphant in battle. This translates to, “I came, I saw, I […]