In July of 2024, FINRA published its 2024 Industry Snapshot, the yearly statistical report on registered representatives, brokerage firms, and market activities regulated by the […]

In the competitive world of the food industry, finding the sauce to success can be challenging. It is like uncovering the perfect blend of ingredients […]

Understanding the complexities of SEC compliance can be challenging for many businesses. With recent updates to cybersecurity disclosure requirements, staying informed is more critical than […]

In the fast-evolving world of private capital markets, broker-dealers face unique challenges that require constant vigilance and adaptation. Ensuring compliance with the JOBS Act and […]

  In this special article written by Laura Anthony from Securities Law Blog, we’ll learn more about the recent matter regarding the definition of “ a […]

The landscape of private capital markets has been significantly reshaped by the Jumpstart Our Business Startups (JOBS) Act, signed into law in 2012.   This landmark […]

Deciding how much capital to raise is a key decision for any business, especially in the ever-changing landscape of private capital markets. This decision not […]

Raising capital is the lifeblood of any business, and doing so on a global scale can open up vast opportunities. In today’s interconnected world, the […]

As things are constantly evolving in the Private Capital Markets, broker-dealers play a strategic role in ensuring market integrity and facilitating capital flow. The landscape […]

For entrepreneurs and businesses looking to raise capital under Regulation CF, navigating the complex regulatory landscape and meeting ongoing compliance requirements can be daunting. KoreGPT, […]

Private Capital Markets are becoming an increasingly attractive option for investors. Unlike public markets, which are highly regulated and transparent, What are the Private Capital […]

Have you ever heard of values-aligned investing? It’s a way to put your money where your heart is, aligning your investments with your personal or […]

KoreGPT: Empowering the Future of Private Capital Markets It’s a fact: the world of Private Capital Markets is always changing. Especially in recent times, change […]

Hey there, startup founders and financial officers! If you’re diving into the world of fundraising, you’ve probably heard of Regulation D (Reg D) but might […]

Tax forms can be confusing, especially when it comes to distinguishing between similar-sounding forms like W-9 and W-8.  In this blog post, we’ll break down […]

Private funds are becoming increasingly popular avenues for investment, drawing attention from both seasoned investors and newcomers alike. In this blog post, we’ll delve into […]

Introduction In the dynamic world of startups, managing a Cap Table can often seem overwhelming. We often hear founders talking about the complexity of keeping […]

Introduction Artificial Intelligence (AI) is revolutionizing various aspects of business by automating tasks that traditionally require human intelligence, such as speech recognition, decision-making, problem-solving, and […]

In the landscape of private securities offerings, Regulation D (Reg D) stands out as a critical framework for companies looking to raise capital without the […]