For Broker-Dealers

August 7, 2024

AI for Broker-Dealers: All You Need to Know

Artificial Intelligence (AI) is rapidly transforming industries, and the financial sector is no exception. AI offers numerous potential benefits for broker-dealers, including enhanced customer service, […]

April 29, 2024

Compliance check: why do you need a Bad Actor report?

Companies seeking innovative funding options beyond traditional bank loans or venture capital investments. Regulation A (RegA+), Regulation Crowdfunding (RegCF), and Rule 506c of Regulation D […]

April 5, 2024

12 Years of the JOBS Act: Impact on Startup Funding

12 Years of the JOBS Act It’s time to reflect on and remember the impact of this innovative legislation in the history of financial market. […]