September 4, 2018

EcoSystem Layer – Secondary Market Integrate with ATS operators for trading security tokens.


Latest posts

EcoSystem Layer – Third Party Providers All other services that are complementary to one or more of the participants of the private securities ecosystem.

EcoSystem Layer – Legal Connect with legal service providers; integrate with legal automation; perform automated due diligence.

EcoSystem Layer – Business Consensus Ecosystem participants are managed and selected based on their expertise and agreement to validate transactions at the business level.

EcoSystem Layer – Validation Perform business validation of transactions.

EcoSystem Layer – Verification Verify identity; provide KYC, KYP, AML; conduct investor suitability and risk profiling.

July 9, 2018

Andrea Tinianow, the founding director of the Delaware Blockchain Initiative (and ‘Blockchain Czarina’), recently published a very insightful article on the significant gap in the […]

June 27, 2018

ICOs suffer from disapproval from not only the SEC but also several media that have banned ICO advertising. This disapproval seems justified, since many of the […]

June 26, 2018

The KoreChain is the first blockchain on a serious industrial-strength infrastructure that is focused exclusively on the complex world of global financial securities. The KoreChain […]

June 4, 2018

For private issuers, raising capital is the next natural step once you have exhausted other traditional forms of financing. It becomes even more enticing when […]

May 15, 2018

While Investor Relations may seem like an all-encompassing term referring to the relationship between investors and the company that they invest in, in practice the […]

May 1, 2018

Late last year I had the opportunity to collaborate with Catherine Lovrics, B.A., LL.B at Bereskin & Parr LLP, on the inner workings of raising […]

April 22, 2018

The internet changed everything when it was first introduced but it has not been until now that Broker Dealers, Exempt Market Dealers (EMD) are playing […]

April 12, 2018

Anyone that invests in more than one company or investment asset has a portfolio of investments to manage. With global markets opening up and alternative […]

April 9, 2018

Hiring a new employee can be challenging in any environment, but it’s even harder in the securities industry.  Employee not only have to be the […]

February 28, 2018

Securities legislation is quite clear on what courses and designations you need in order to register in the various categories, but what relevant experience is […]

February 6, 2018

The term ICO has been very confusing to the investing market, even those selling ICOs have no understanding of it — when you start asking […]

January 25, 2018

Dealing Representatives are only allowed to sell products that have been approved by the Chief Compliance Officer (CCO) — and only after they’ve been trained […]

January 23, 2018

Those that can remember the wild wild west of crowdfunding back in 2010-2011 will have a feeling of dejavu seeing the 2017 ICO market take […]

January 5, 2018

I know what you are thinking, why on earth do a blog regarding a hashtag.  Clearly everyone knows what Investor Relations (IR) is and how […]